ASSET Seminar: “Distortion of AI Alignment from Human Feedback”

After pre-training, large language models are aligned with human preferences based on pairwise comparisons. State-of-the-art alignment methods (such as PPO-based RLHF and DPO) are built on the assumption of aligning with a single preference model, despite being deployed in settings where users have diverse preferences. As a result, it is not even clear that these alignment methods produce models that satisfy users on average — a minimal requirement. Drawing on social choice theory and modeling users’ comparisons through individual Bradley-Terry (BT) models, we introduce an alignment method’s distortion: the worst-case ratio between the optimal achievable average utility, and the average utility of the learned policy. The notion of distortion helps draw sharp distinctions between alignment methods: Nash Learning from Human Feedback achieves the minimax optimal distortion of a constant, while the most commonly used methods of RLHF (PPO or DPO based) can suffer unbounded distortion.

Seminar Recording